Credit & Securitised Products Business Oversight Compliance

Job Title - Credit & Securitised Products Business Oversight Compliance 

Location - London - Hybrid 3 Days per week in the office 

Contract - 6 Months - Potential to extend

Shift Pattern - 09.00am - 17.00pm Monday - Friday 

Barclays Overview

Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

We are an equal opportunity employer and we are opposed to discrimination on any grounds.

Working Flexibly

We’re committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers’ and clients’ needs.

Whether you have family commitments or you’re a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life.  If you would like some flexibility, then please discuss this with the hiring manager.

The Credit and Securitised Products Business Oversight Compliance role at Barclays involves providing day-to-day compliance oversight and advice to the Credit and Securitised Products businesses within the Investment Bank. This position requires close collaboration with colleagues across Markets Compliance, the front office, and various infrastructure areas. 

Key Responsibilities:

• Compliance Advisory: Offer real-time and responsive advice to the business on daily matters, including reviewing transactions that pose conduct and reputational risks, addressing trading and sales queries related to market impact or restructuring, and preparing meeting materials. 

• Policy Implementation: Collaborate with the Global Compliance team to drive compliance policies, procedures, and practices into the business. 

• Risk Assessment: Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems. 

• Regulatory Monitoring: Review and monitor regulatory requirements and industry trends related to credit and securitized products, providing guidance to the business on compliance best practices.

• Training and Support: Provide training and support to employees on compliance policies and procedures.

• Answer day to day queries on the trading floor.

• Help with governance of new product launch approvals.

• Drafting Procedures, and helping the wider teams understand compliance and new conduct.

• Advising the team and business on compliance issues

Previous Skills and Experience:

• Previous experience in an Advisory role within a Global Investment bank 

• Regulatory Change project experience 

• Markets Advisory experience 

• Working within a fast paced multi structural environment

• Credit and Securitised product experience

• Technical knowledge 

• Contract experience within this type of role would be advantageous but not essential

Purpose, Values and Mindset

We deploy finance responsibly to support people and businesses, acting with empathy and integrity,

championing innovation and sustainability, for the common good and the long term.

Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect

We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone & contribution.

Integrity

We operate with honesty, transparency and fairness in all we do.

Service

We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.

Excellence

We champion innovation, and use our energy, expertise and resources to make a positive difference.

Stewardship

We prize sustainability, and are passionate about leaving things better than we found them.

Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers

and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.

Empower

Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse

perspectives. Celebrate success and learn from failure.

Challenge

Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints.