Compliance Advisory (Credit & Securitised Products)

Location: London, Hybrid

Length: 6 Months

PAYE Only

Overall purpose of the role

The Credit and Securitised Products Business Oversight Compliance role at Barclays involves providing day-to-day compliance oversight and advice to the Credit and Securitised Products businesses within the Investment Bank. This position requires close collaboration with colleagues across Markets Compliance, the front office, and various infrastructure areas. 

Key Accountabilities 

• Compliance Advisory: Offer real-time and responsive advice to the business on daily matters, including reviewing transactions that pose conduct and reputational risks, addressing trading and sales queries related to market impact or restructuring, and preparing meeting materials. 

• Policy Implementation: Collaborate with the Global Compliance team to drive compliance policies, procedures, and practices into the business. 

• Risk Assessment: Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems. 

• Regulatory Monitoring: Review and monitor regulatory requirements and industry trends related to credit and securitized products, providing guidance to the business on compliance best practices.

• Training and Support: Provide training and support to employees on compliance policies and procedures.

• Answer day to day queries on the trading floor.

• Help with governance of new product launch approvals.

• Drafting Procedures, and helping the wider teams understand compliance and new conduct.

• Advising the team and business on compliance issues

Key Skills:

• Previous experience in an Advisory role within a Global Investment bank 

• Regulatory Change project experience 

• Markets Advisory experience 

• Working within a fast paced multi structural environment

• Credit and Securitised product experience

• Technical knowledge 

• Contract experience within this type of role would be advantageous but not essential

About Barclays

Barclays is a British universal bank. It is diversified by business, by different types of customers and clients, and by geography. Barclays businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by its service company which provides technology, operations and functional services across the Group.

Values

Everything Barclays does is shaped by its five values of Respect, Integrity, Service, Excellence and Stewardship. The Barclays values inform the foundations of its relationships with customers and clients, but they also shape how Barclays measures and rewards the performance of colleagues. Simply put, success is not just about what you achieve, but about how you achieve it.

Diversity

Barclays aims to foster a culture where individuals of all backgrounds feel confident in bringing their whole selves to work, feel included and their talents are nurtured, empowering them to contribute fully to Barclays vision and goals.

Hybrid Working

Barclays is currently in the early stages of implementing a hybrid working environment, which means that many colleagues spend part of their working hours at home and part in the office, depending on the nature of the role they are in. Barclays is flexible on how this works and it may continue to change and evolve. Depending on your team, typically this means that colleagues spend a minimum of between 20% to 60% of their time in the office, which could be over a week, a month or a quarter. However, some colleagues may choose to spend more time in the office over a typical period than their role type requires. Barclays also has a flexible working process where, subject to business needs, all colleagues globally are able to request work patterns to reflect their personal circumstances

Your Benefits

As a contract employee of Randstad Sourceright, you’ll receive a wide range of financial and personal benefits. There’s enrolment in a pension plan (after 12 weeks on assignment) and holiday pay. You’ll also get 24/7 access to an Employee Assistance Programme, designed to help you deal with any problems that could be affecting your home or work life. Plus, there’s discounts at heaps of high street shops, restaurants and entertainment - from Asda to Zizzi Italian restaurants.